The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.
|Corporate Author:||United States.|
Washington : U.S. G.P.O. : 2005.
> Securities and Exchange Commission.
Financial services industry > Corrupt practices > United States > States > Prevention.
Investment advisors > Legal status, laws, etc. > United States > States.
Mutual funds > Corrupt practices > United States > States > Prevention.
Securities fraud > United States > States > Prevention.
Consumer protection > United States > States.
"Printed for the use of the Committee on Banking, Housing, and Urban Affairs."
Shipping list no.: 2006-0147-P.
Distributed to some depository libraries in microfiche.
Also available via the Internet from the GPO Access web site. Address as of 3/3/06: http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108%5Fsenate%5Fhearings&docid=f:25485.pdf; current access available via PURL.
iii, 54 p. ;
|Original Classification Number:||Y 4.B 22/3:S.HRG.108-884|
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